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Vygotsky's
tool-and-result methodology and psychology
Originally published as Chapter 3 in Lev Vygotsky Revolutionary
Scientist
The search for method becomes one of the most important problems
of the entire enterprise of understanding the uniquely human
forms of psychological activity. In this case, the method
is simultaneously prerequisite and product, the tool and
the result of the study. (Vygotsky, 1978, p.65)
In their most scientifically and philosophically lucid moments,
Marx and Vygotsky, his follower, reject much more than an
ill-formed psychological paradigm. Their intellectual
challenge is to the entirety of Western thought, including
thought about thought. Marx's writings both assume and imply
the invalidity of Aristotelian and scholastic philosophies
that came before him, and world views that developed in his
time, e.g. rationalism, empiricism, positivism and vulgar
materialism (the latter being the simplification and
distortion of Marxism that takes the material world as basic
and therefore causative). Marx subjected the broad and varied
families of concepts associated with these historically interconnected
world views to intense scrutiny, using the method he developed
- dialectical historical materialism - to challenge the fundamental
epistemic (how we know) and ontic (what there is) categories
of Western cognition.
Most notably, Marx took on Kant's Critique of Pure Reason (out
of which, as we have already noted, much of modern psychology
grew). He exposed it as being no less metaphysical than any
other 'philosophy' - German or otherwise. Indeed, Marx challenged
the enterprise of philosophy itself, which was dominated in
his youth by Hegel and the 'young Hegelians.' This was especially
true in his early writings, where Marx put forth the premises
and process of the revolutionary methodology he was developing
(Marx, 1964; 1971; Marx and Engels, 1973).
'But isn't Marx's method of dialectical historical materialism
simply another world view, another paradigm, another philosophy?'
every critic of Marx since 1848 has asked. 'Isn't a challenge
to philosophy, no matter how radical, still a philosophy?'
The Marxian- Vygotskian answer to this apparent contradiction
is radically methodological; it challenges how we challenge
and introduces a qualitatively different (practice of) method.
For Marx and Vygotsky the object of study and the method of
study are practical. By this they did not mean 'useful'; they
were speaking of practical-critical activity, i.e. revolutionary
activity (Marx, 1973, p. 121). The world historical environment
('scene') is both spatially and temporally seamless and qualitative,
not quantitative; it can only be comprehended by a scientific
practice free of interpretive assumptions, or premises. But
this by no means implies that it is without premises.
Such a scientific practice is, Marx explained, filled with
the real premises that are 'men, not in any fantastic isolation
and rigidity, but in their actual, empirically perceptible
process of development under definite conditions' (Marx and
Engels, 1973, p. 47). This Marxian method, the method of practice
(if not yet the practice of method), not only redefines what
science (or any other world view) is to be; it redefines what
method is to be.1
PRAGMATICS
While the question of method has concerned philosophers since
Plato, it was not until the emergence of modern science in
the sixteenth and seventeenth centuries that it took center
stage in philosophical investigation. Bacon (1960) took method
to be the key to knowledge as he attempted to subject the tools
of observation associated with the newly developing modern
science to philosophical scrutiny. Since Bacon's time, most
traditional views on methodology treat or define method as
fundamentally separate from experimental content and results,
i.e. from that for which it is the method. Indeed, it is considered
unscientific to do otherwise. Method is understood and used
as something to be applied, a functional means to an end, basically
pragmatic or instrumental in character. In sharp contrast,
Marx and Vygotsky understand method as something to be practiced
- not applied. It is neither a means to an end nor a tool for
achieving results. Rather it is, in Vygotsky's formulation,
a 'tool and result.' On this view, as Vygotsky tells us,
the method is 'simultaneously prerequisite and product' (1978,
p. 65).
But what does this provocative formulation of Vygotsky's mean?
Indeed, to what are we to appeal in determining what it means?
In the language of the early Cole laboratory, what sense of
'validity' (not to mention ecology) is (to be) understood in
the search for ecological validity? After all, validity, like
truth, proof, method, inference, explanation, concept and paradigm,
is, so we are told, but one member of a broad family of concepts
that are the ontological and epistemological core of Western
cognition itself and/ or our understanding of Western cognition.
Can we use these concepts to determine what tool-and-result
means? If we cannot, then what else do we have at our disposal?
Pragmatism, which has emerged as the dominant methodology of
the twentieth century, has spent a good deal of energy seeking
answers to these questions. Developed in the United States,
pragmatism is particularly associated with Peirce and
C. I. Lewis (who were oriented toward the philosophy of science)
and with Mead, Dewey and William James (all oriented toward
psychology and sociology). Pragmatism rejected the dichotomous
terms of the two major philosophical traditions of the late
nineteenth and early twentieth centuries. One was empiricism,
which took the world and mechanical biological processes to
be dominant. The other was rationalism and/ or idealism; taking
the human mind to be dominant, they ascribed to it enormous
power in determining the universe. The pragmatists made a genuine
break with the dichotomy of mind and matter by focusing
their investigation on the connection between thinking and
doing. The term pragmatism was coined by Peirce (1957) - from
the Greek pragma - act or deed - to emphasize the fact that
words acquire their meanings from actions. According to Peirce,
meanings are derived from deeds, not intuitions. In fact, there
is no meaning separate from the socially constituted conception
of its practical impact; a word or idea is meaningless if we
cannot conceive of any practical effect relative to that word
or idea. For James, the commercializer of pragmatism ('you
must bring out of each word its cash-value': 1916), pragmatism
has no content, but is pure method. Oriented toward results
and consequences—it is fundamentally instrumentalist—pragmatism
does not specify any particular results. Ultimately, the meanings
of theories are to be found in their capacity to solve problems.
The pragmatists' world view has become the principal paradigm
of late twentieth-century capitalist science; their answer
to the fundamental problems of methodology, particularly of
validity, has become dominant in a world where decisions
are based by and large on instrumentalist reasoning. This is
the case not only philosophically but practically.
Quine offers a sophisticated formulation of pragmatism's philosophy/methodology
in his seminal 1950s work, 'Two Dogmas of Empiricism.' He employs
a 'core-periphery' image, in which world view is depicted as
a web-like network, with logical and other fundamental ontic
and epistemic concepts occupying a core (central) position
and immediate sensory experiences (or reports thereof) occupying
the most peripheral locations. In between are the complicated
practical/ theoretical links which connect the two. The model
is meant to illustrate several critical features of pragmatism:
(1) the relativity of world views; (2) the relativity within
world views (anything might be changed); (3) the interdependence
of the varied elements of a world view; and (4) the pragmatic
value of preserving the core (or elements closest to it) as
opposed to the periphery. For Quine, perhaps the most eloquent
of the pragmatist methodologists, decisions as to what alterations
should be made to a current conceptual framework or world view
in the face of new developments (both large and small) and/or
the decision to retain or reject a world view altogether are
entirely based on the pragmatic criterion of 'efficaciousness.'
In an oft-quoted statement Quine succinctly sums up his own
methodological world view:
As an empiricist I continue to think of the conceptual scheme
of science as a tool, ultimately, for predicting future experience
in the light of past experience. Physical objects are conceptually
imported into the situation as convenient intermediaries -
not by definition in terms of experience, but simply as irreducible
posits comparable, epistemologically, to the gods of Homer.
For my part I do, qua lay physicist, believe in physical objects
and not in Homer's gods; and I consider it a scientific error
to believe otherwise. But in point of epistemological footing
the physical objects and the gods differ only in degree and
not in kind. Both sorts of entities enter into our conception
only as cultural posits. The myth of physical objects is epistemologically
superior to most in that it has proved more efficacious than
other myths as a device for working a manageable structure
into the flux of experience (1961, p. 44)
On Quine's pragmatic account, then, the conceptual scheme of
science (which is, most would agree, the hegemonic twentieth-century
world view) is itself a tool, a tool applied to the 'flux of
experience,' a tool deemed 'superior' by appeal to a pragmatic
criterion (efficaciousness). It is, to employ an overused word,
a tool that 'works' -- but not, make careful note, a tool-and-result.
SETTING UP THE DEBATE
What is a tool, anyway? And what is a conceptual framework,
schema or world view? And whatever shall we employ and how
shall we employ it in an effort to answer these kinds of questions?
What method do we use in finding answers to these most fundamental
questions of methodology? From our brief discussion thus far,
it should be clear that Quine, Marx and Vygotsky, each in their
own ways, appreciated the utter failure of nineteenth- and
twentieth-century empiricism to answer such questions and attempted
to develop alternatives. For while empirics - systematic observations
- are obviously critical in the process of determining what
is, empiricism's self-serving assertion that empirics alone
can determine what is has failed to pass many valid tests,
including, ironically, the test of empirics - the claim that
all things can be tested by empirics cannot itself be tested
empirically!
The first half of the twentieth century brought one last ditch
effort by philosophers /methodologists to synthesize nineteenth-century
empiricism and idealism in the pseudo-scientific criterion
of verifiability put forth by the logical positivists of the
Vienna Circle.2 Both pragmatism and practice - the only seriously
viable alternatives to empiricism - also took shape. Yet revolutionary
practice, the methodology created by Marx, was being deformed
even in its infancy by revisionist philosophers and politicians
who would turn it from a method for transforming all of social
reality into a theory for guiding economic development. Pragmatism
and the capitalist system with which it is associated have
fared better, if not well, during these ninety years. Thus,
as we move toward the twenty-first century, a methodological
confrontation between the well-funded (albeit deformed) method
of pragmatism and its poor relative, the (also deformed) method
of practice, unfolds. Even as worse-for-wear capitalism now
stands victorious over revisionist Stalinist communism in the
domain of practical politics here in the prologue to the twenty-first
century, the most basic practical-critical scientific
issues of world view and method remain essentially unresolved,
with practice and pragmatics the only important players left
standing in the world historic contest.
This debate between pragmatism and practice, between method
as a tool for result (the pragmatic method) and method as tool-and-result
(the method of practice), cuts across the nationalistic, everyday
politics of contemporary international society. It does not
fit into any neat categories, certainly not the recently deceased
dichotomy between capitalism and revisionist communism. The
debate is not societal - it is historical. There is good reason
to believe that its outcome will determine and be determined
by whether or not our species will follow a progressive or
regressive direction in the years ahead.3
What is the difference between tool for result and tool-and-result?
At the risk of seeming ridiculously simplistic, we suggest
that the difference may turn on the distinction between the
words 'for' and 'and.'
PRACTICE
We begin our discussion of the method of practice, seemingly
indirectly, by investigating tool. Even in its simple dictionary
denotative use (definition), the term 'tool' is exceedingly
complex. In contemporary industrial society there are at least
two different kinds of tools. There are tools that are mass
produced (hammers, screwdrivers, power saws, etc.), and there
are tools designed and produced typically by tool- and die-makers
or toolmakers, i.e. tools specifically and uniquely designed
and developed to assist in the development of other products
(including, often, other tools). Because the distinction between
these two kinds of tool is of such methodological importance,
we want to make clear what it is and what it is not. The distinction
we are making is not between mass-produced and hand-produced
tools, nor between tools when used for the purpose intended
by the maker (hammering a nail with a hammer) and tools when
used for another purpose (hitting someone over the head with
a hammer), nor between tools that remain unchanged in doing
a job and tools that are transformed thereby.
Not everything that is needed or wanted by humankind can be
made by simply using (applying) the tools that have already
been mass manufactured in modern society. Often we must create
a tool which is specifically designed to create what we ultimately
wish to produce. The tools of the hardware store and the tools
of the tool and die-maker are qualitatively different
in a tool for result/tool-and-result sort of way. Hardware
store tools, such as hammers, come to be identified and recognized
as usable for a certain end, i.e. they become reified and identified
with a certain function and, as such, insofar as the manufactured
hammer as a social extension (a too1) of human activity comes
to define its human user (as all tool use does), it does so
in a predetermining sense. Marxists of all persuasions (and
many others) accept that tool use impacts on categories of
cognition. Tools for results are analogous to (as well as producers
of) cognitive equipment (e.g. concepts, ideas, beliefs, attitudes,
emotions, intentions, thought and language) that are complete
(fully manufactured) and usable for a particular purpose.
The toolmaker's tool is different in a most important way.
While purposeful, it is not categorically distinguishable from
the result achieved by its use. Explicitly created for the
purpose of helping to make a specific product, it has no reified
prefabricated social identity independent of that activity.
Indeed, empirically speaking, such tools are typically no more
recognizable as tools than the product (often a quasi-tool
or small part of a larger product) itself is recognizable as
product. They are inseparable. It is the productive activity
which defines both - the tool and the product (the result).
Unlike the hammer (the hardware store, manufactured, tool for
result too1), this kind of tool- the toolmaker's tool-and-result-
has no completed or generalized identity. Indeed, it typically
has no name; it appears in no dictionary or grammar book. Such
tools (or, semantically speaking, such a sense of the word
'tool') define their human users quite differently from the
way hardware store tools, whether of the physical, symbolic
or psychological variety, do. The inner cognitive, attitudinal,
creative, linguistic tools developed from the toolmaker type
of social tools are incomplete, unapplied, unnamed and, perhaps,
unnameable. Expressed more positively, they are inseparable
from results in that their essential character (their defining
feature) is the activity of their development rather than their
function. For their function is inseparable from the activity
of their development. They are defined in and by the process
of their production. This is not to say that such tools-and-results
are without functions. It is, rather, to say that the attempt
to define tools-and-results by their function (as is the case
with tools for results) fundamentally distorts what they are
(and, of course, in the process, what definition is).
This issue of tools - and the distinction we are taking such
pains to put forth - is of great importance to understanding
Vygotsky's work and the understandings and applications of
his work by others. Every Vygotskian of both the revolutionary
and reformist variety notes how important the concept of tool
is for Vygotsky. But which tool (meaning of tool) do they employ?
In his prologue to the English edition of Volume 1 of The Collected
Works of L.S. Vygotsky (1987) Bruner, who had written an introduction
to Vygotsky's Thought and Language in 1962, addresses the matter
of tools:
In the new lectures it is quite evident once again that instrumental
action is at the core of Vygotsky's thinking - action that
uses both physical and symbolic tools to achieve its ends.
The lectures give an account of how, in the end, man uses nature
and the toolkit of culture to gain control of the world and
of himself. But there is something new in his treatment of
this theme - or perhaps it is my new recognition of something
that was there before. For now there is a new emphasis on the
manner in which, through using tools, man changes himself and
his culture. Vygotsky's reading of Darwin is strikingly close
to that of modern primatology . . . which also rests on the
argument that human evolution is altered by man-made tools
whose use then creates a technical-social way of life. Once
that change occurs, 'natural' selection becomes dominated by
cultural criteria and favors those able to adapt to the tool-using,
culture-using way of life. By Vygotsky's argument, tools, whether
practical or symbolic, are initially 'external': used outwardly
on nature or in communicating with others. But tools affect
their users: language, used first as a communicative tool,
finally shapes the minds of those who adapt to its use. It
is one of the themes of Vygotskian psychology and his six lectures
are dedicated to its explication in the context of human development.
His chosen epigraph from Francis Bacon, used in Thought and
Language, could not be more apposite: neither hand or mind
alone suffice; the tools and devices they employ finally shape
them. (1987, p. 3)
In our opinion, Bruner is correct in speculating that it is
his own 'new recognition of something that was there before',
rather than there being 'something new' in Vygotsky's treatment
of the selfand species-transforming effect of the use
of tools, which in fact is basic, although not unique, to Marxism
- as Vygotsky was well aware. While Marx himself did not develop
a new psychology that made use of this recognition, Vygotsky
went a substantial way toward doing so. Fundamental to his
work was the specification to psychology of the Marxist socio-methodological
principle of self- and species-transformation through the use
of tools. Tool-and-result psycho-methodology, or toolmaking,
is precisely that specification.
Vygotsky's tool-and-result method is purposeful in the Marxian
sense, not, contrary to Bruner's formulation, in the instrumentalist
sense. Vygotsky's rejection of the causal and/ or functional
methodological notion of tool or instrument for a purpose
or result in favor of the dialectical notion of tool-and-result
in the study of human psychology is new and revolutionary.4 Apparently,
Bruner does not see this. Only the denial, whether intended
or not, of Vygotsky as a Marxist revolutionary scientist
(in contrast to the view of him as a psychologist who quotes
Marx) by Bruner and so many others could lead them to miss
what Vygotsky brings to his research and, therefore, to miss
his advancement of Marxism as a methodology and humanistic
science - the method and science of psychology as revolutionary
practice.
For both Marx and Vygotsky, revolution was the driving force
of history. Marx observes:
. . . all forms and products of consciousness cannot be dissolved
by mental criticism. . . but only by the practical overthrow
of the actual social relations which gave rise to this idealistic
humbug; that not criticism but revolution is the driving force
of history. (Marx and Engels, 1973, p. 58)
Vygotsky, in the passage quoted earlier, makes the following
clear statement of what he takes the scientific revolutionary
activity to be:
The scientific mind. . . views revolution as the locomotive
of history forging ahead at full speed; it regards the revolutionary
epoch as a tangible, living embodiment of history. A revolution
solves only those tasks which have been raised by history:
this proposition holds true equally for revolution in general
and for aspects of social and cultural life. (Quoted in Levitan,
1982, inside front cover)
Marx, by no means a psychologist, was concerned with the sociology
of history and the science of revolution. One of his most significant
discoveries - that the nature of human activity is practical-critical
- he took to be a socio-historical fact, not a psychological
fact. His concern was the making of revolution. It remained
for Vygotsky, in his quest to develop a Marxist psychology
- a revolutionary practice that would transform human beings
in a post-revolutionary period - to discover the methodological-psychological
tool-and-result approach which identifies practical-critical
revolutionary activity as what people do. Both the pragmatist
Quine and his follower Kuhn, whose positing of 'paradigm
shifts' as the central 'structure of scientific revolutions'
has become the major explanatory principle in the history of
science (Kuhn, 1962), regard changing an entire world view
as a 'rare' revolutionary act. The revolutionaries Marx and
Vygotsky consider it the practical-critical activity of
everyday life.
In our view, the implications of thus standing Quine and the
pragmatists on their heads are profound. A synthesis of Marx's
discovery of practical-critical, revolutionary activity and
Vygotsky's tool-and-result methodology yields a new understanding
of the psychology of human beings consistent with Marxian and
Vygotskian principles. It remains for us and other revolutionary
Vygotskians to sketch out and develop this new mode of understanding.
Practical-critical activity transforms the totality of what
there is; it is this revolutionary activity that is essentially
and specifically human. Such activity' overthrows' the overdetermining
empiricist, idealist and vulgar materialist pseudo-notion of
particular 'activity' for a particular end - which in
reality, i.e., society, is behavior. The distinction between
changing particulars and changing totalities is vital to understanding
tool-and-result methodology and, therefore, revolutionary activity.
CHANGING TOTALITIES IN EVERYDAY LIFE
The coincidence of the changing of circumstances and of human
activity or self-changing can be conceived and rationally understood
only as revolutionary practice. (Marx, 1973, p. 121)
In the seventeenth century Leibniz first made plain that, from
a naturalistic or spatio-temporal point of view, changing a
single 'thing' (spatio-temporal point) entails changing everything
(the totality). Indeed, the common sense notion of a particular
action or event altering a single other or even several other
states of affairs - but not the totality - is illusory; it
is an abstraction beyond any type of verification.
This causal, 'a for b' paradigm (derived from and inextricably
linked to tool for result methodology) has been outgrown in
the physical sciences, yet persists within so-called common
sense and the so-called social sciences. Why? The answer is
exceedingly complex and to spell out the circumstances and
process of its overthrow is beyond the scope of this chapter
- indeed, of this book. Yet the overriding reason seems clear
and simple. In modern times, an understanding of physical phenomena
no longer demands that a moral-ideological and/ or economic-political
account be implicit or explicit in the explanation, as was
the case in pre-feudal and feudal times when Aristotelian
and scholastic physical science made just such a demand. This
demand was overcome by the rising bourgeoisie's need for knowledge
that was quantifiable, measurable and right here on earth,
and by the radical discoveries of Copernicus, Galileo and others.
It was then that the natural sciences were mathematicized,
technologized and, thereby, fully liberated from the feudal
constraints of teleology and God. To this day, however, the
social sciences are fettered by 'deistic' dogma; they remain
in the service of the dominant ideology. On the one hand that
ideology and the class for which it speaks require accountability
and responsibility (the law must know, for example, what was
done - in particular - and who - in particular - did it). On
the other hand, the ruling ideology eschews revolutionary activity
(the concept and, especially, the practice). That is why Marx's
insistence that revolutionary practice is the 'peep stone'
required to comprehend the ordinary practical-critical activity
of people changing circumstances which are changing them, and
Vygotsky's tool-and-result psychological practice, are still
regarded as esoteric. In fact they are the nineteenth- and
twentieth-century analogs to Galileo's revolutionary Two
New Sciences;5
But do we human beings engage in revolutionary activity? What
does the practical-critical activity of everyday life look
like? Doing something in particular, a, to bring about a certain
particular end, b, is real enough behavior relative to our
societal definitions and identity, but is, historically speaking,
illusory. We are employing here the critical distinction (not
a dichotomy) between society and history as human life spaces.
As human beings, we all live simultaneously in history
(the open-ended, seamless totality of existence) and in society
(the name given to a specific spatio-temporal institutional
arrangement 'within' history); we all live in history/ society.6
All societies necessarily adapt their members to this dual
location and dual identity, but they vary widely in the degree
to which they require adaptation just to themselves or to history
as well. Modern liberal-religious industrial societies, the
ultra-pragmatic United States in particular, adapt their members
to society to such an extent that most people do not even know
that they are in history - or that history is something to
which one can adapt. This deprivation of historical identity
leaves us vulnerable to both reactionary political change (fascism)
and psychopathology (e.g. depression) (Holzman and Polk, 1988;
F. Newman, 1987). In speaking of the US experience, Newman
says:
Our sensibility, such as it is, is mediated by an incredible
barrage of words and images carefully shaped in such a way
as to not simply create a certain picture, but to explicitly
create a certain sense of alienation from the sources and objects
of that picture. That is, to destroy our sense of history.
There is ample evidence to suggest that as a people, we have
not simply been alienated from the historical process of work
and production but we have been alienated from the historical
process of our own historical development. We have been denied
the possibility of history as well as the actuality of history.
(1987, p. 20)
Life is lived from one day's 6 o'clock news to the next - governed
by what we might well call radical chauvinism!7
Adapting to history means engaging in the revolutionary activity
of changing totalities; adapting to society, in the case of
the societies in which we currently live, means carrying out
certain acts, behaviors and roles appropriate to and having
exchange value within the narrow confines of this particular
time and place (moment) in world history. Thus, our day-to-day
societally determined and commodified 'activities' are not
activity at all in the Marxian, historical sense. Just like
economic commodities under the socioeconomic-ideological
system known as capitalism, they are simultaneously real (societally)
and illusory (historically).
Why is this so? Because the process of commodification totally
misrepresents and radically distorts by alienation the actual
historical process of production. As Marx points out, commodification
occurs under the domination of the process of producing for
exchange (which means, in the final analysis, for profit),
not for use. Virtually all of the things that get produced
under capitalism - cars, houses, food, books, diplomas, ideas,
feelings - are not produced because they are useful (although
they may be useful) but in order to be distributed and sold
on the market. This activity of producing what we use in a
manner which has less to do with our own needs as human beings
and more to do with the need of some to make a profit has the
effect of separating, in a profound way, the activity of production
from the product of production. This social phenomenon is what
Marx (1967) termed 'alienation.'
Such causal and societal, a for b, commodified 'activity' is
best understood as fetishization (Marx, 1967, pp. 71-83). Marx
took pains to understand commodities not just economically
but also ideologically and/ or subjectively. To Marx, commodities
are fetishized, i.e. their very existence and character
have the property of being structurally disengaged from the
process by which they were created, while appearing, in society,
otherwise. In this, they are much like gods - created by us
to be incomprehensible to us.8 Just as the fetishized commodity
appears, within society, to have an existence and a motion
independent of the social process of production that gave
rise to it, so societal a for b 'activity' (behavior) is god-like
and overdetermined, i.e. seeming to be lawfully (causally,
functionally) connected independent of active human agency
and, even more, unchangeable. For example, this book you are
reading is, while useful (we hope!), a commodity; it was produced
for exchange; it has the characteristic of being fetishized,
i.e. it exists and is related to independently of the social
process of production that gave rise to it (which includes
the complex conjuncture of many processes of production, including
but not limited to the process of production of human language,
written language, printing presses, mass-produced books, educational
institutions, publishing institutions and the discipline of
psychology). So, too, societal a for b 'activity,' or behavior
- the things we do every day - appear to exist (and do so,
societally) and are related to in a way that separates them
from the process of their production - in particular, from
the actual human activity that produced them. (We created these
words using language created by people historically speaking;
the book was printed on presses built and operated by workers,
etc.).
The seemingly lawful connections of a for b 'activity' (behavior)
independent of historical, active human agency is one of the
primary ways that an essentially religious world view
- including notions of predeterminism, overdeterminism and,
indeed, vulgar determinism - have been incorporated into capitalist
ideology and bourgeois scientific methodology as causality
or functionalism. Kant went so far as to glorify causality
as one of the a priori synthetic categories (conditions) necessary
for the human experience itself. During the two centuries since
Kant, traditional physical science has pretty much abandoned
the notion of cause. Nevertheless, a for b, means-end instrumentalism,
or functionalism, remains within 'common sense' syntax and
embedded in the pre-scientific study of what is traditionally
called psychology.
While causality - as both an explanatory principle and a topic
to be investigated - permeates all of psychology, it is perhaps
most pernicious and distorting in developmental psychology.
No less renowned a developmentalist than Piaget is little more
(or less) than a supplier of evidence for the 'psychological
reality' of Kant's a priori categories of experience. For Piaget
development consisted of the means by which the child, acting
upon the world (in societal reality, behaving in the world),
moves her /himself through stages in the acquisition and use
of the basic human epistemological tools by which it is possible
to understand 'our' world. These tools are Kant's categories
of experience - the concept of the object, relation, temporality
and causality. According to Piaget, the concept of causality
develops slowly; he made great use of what he saw as the child's
lack of correct (adult) usage of causal terms such as 'because'
and 'so,' the primitive 'why' questions young children ask
and the animistic answers they give when asked 'why' to provide
evidence for both Kant's contention that the mind is structured
to see causality and for his own stage theory of intellectual
development. This he did without ever questioning the
particular causal connections a specific culture has produced
nor, what is methodologically even more problematic, the
socio-cultural-historical notion of causality itself!9
Thus, while the natural science community has shaped a methodology
suitable to its own development in the process and practice
of its own development, psychology grafted an eighteenth-
and nineteenth-century methodology onto itself and, to this
day, has not fully discovered the human methodology necessary
for a uniquely human psychology. In our view, Vygotsky and
Marx made significant contributions to such an effort. To complete
our sketch of their work on this project, we would do well
to summarize the complex relationship between: (1) revolutionary
(practical-critical) activity; (2) a and b (tool-and-result)
as opposed to a for b (tool for result) methodology; and (3)
changing particulars vs changing totalities.
REVOLUTIONARY, PRACTICAL-CRITICAL ACTIVITY
Revolutionary practice or activity (not to be equated with
the particular revolutionary activity of making a revolution)10
is ordinary day-to-day, hour-to-hour, human (historical)
activity: it is a particular action, a, changing the totality
of circumstances (historical 'scenes') of human existence
B, C, D,... and combinations of circumstances {B, C, D,...
}, etc. The distinctly human quality of our species is its
capacity to practice revolutionary activity, a capacity, as
we have said, that is, unfortunately, only sometimes self-consciously
manifest. Instead, our ordinary activity (so-called) is non-revolutionary;
in fact, it is not activity at all. Rather, it is either societally
determined behavior or the motion of natural (physical, chemical)
phenomena; it is, thereby, neither uniquely nor specifically
human. What we are calling human activity, in all its infinitely
complex variations, is always changing that which is changing,
which is changing that which is changing. . . It is changing
the historical totality (or, more accurately, the many totalities)
that determines the changer. Indeed, this radically non-dualistic
dialectic-in-practice is what changing - i.e. activity
- is.
As a species, we are distinguished from other species, as far
as we can tell, by the fact that we are never fundamentally
changed, as human beings, except insofar as (by our revolutionary
activity) we fundamentally change other things. What our species
changes are the circumstances of our continued historical existence.
What, then, is the relationship between changing particulars
vs changing totalities and tools? Recall that the toolmaker's
tool-and-result is that tool specifically created to assist
in the development of something that we wish to create. Tools
of this sort are paradigmatically 'prerequisite and product'
in that the creation of the product is not limited by the pre-existent,
societally determined manufactured tools (linguistic, cognitive
or store bought) available for its conceptualization and its
actualization.11 Indeed, it could not be so limited, for the
tool, not yet made, is a precondition for the product. It is
not linearly in advance of the product, either conceptually
or materially. Tool and product of tool are therefore, of necessity,
a produced unity. The toolmaker and the poet (by contrast
with the users of manufactured tools and/or ordinary language)
do not begin with tool for product and move to product; rather,
the toolmaker and the poet create the unity (totality) tool-and-product,
since tool is materially defined by product as much as product
is defined by tool. (The product makes the tool every bit as
much as the tool makes the product.) The toolmaker must create
the totality tool-and-result just as the poet must create meanings
as she/he creates the poem. Unlike the user of hardware store
tools who is defined and predetermined by the particular behavior
of using those tools which are made for a particular (and also
predetermined) function, the toolmaker is neither defined nor
predetermined. As the producer of the totality tool-and-result,
the toolmaker is a changer of historical totalities. She/he
is engaged in revolutionary (human-historical) activity.
THOUGHT AND LANGUAGE
We have taken pains to explain the significance of Marx's notion
of revolutionary activity as being central to an understanding
of Vygotsky as a revolutionary scientist and of Vygotsky's
foundational discoveries in psychology and methodology
(in particular, tool-and-result methodology). Yet no less a
thinker than Marx himself was vulnerable to the dominance of
tool for result methodology and causal and/or functional
models. In an oft-quoted section of Capital, Marx exposes a
functionalist bias:
We presuppose labor in a form that stamps it as exclusively
human. A spider conducts operations that resemble those of
a weaver, and a bee puts to shame many an architect in theconstruction
of her cells. But what distinguishes the worst architect
from the best of bees is this, that the architect raises his
structure in imagination before he erects it in reality. At
the end of every labor process, we get a result that already
existed in the imagination of the laborer at its commencement.
He also realizes a purpose of his own that gives the law to
his modus operandi, and to which he must subordinate his will.
(1967, p. 178)
The above statement delineates what Marx took to be the essential
characteristic of human labor as opposed to animal labor. (Many
have used it -- erroneously and opportunistically, we think
-- to justify their own denial of revolutionary activity and
as the basis for claiming that Marx took labor to be the essentially
human activity.)12 But Marx's tool for result, functionalist
description is both philosophically (analytically) and empirically
(descriptively) inaccurate. If the structure is 'raised in
imagination' before it is 'erected in reality,' i.e. if the
process is linear, then what and where is the dialectic of
this human process? If, as Marx teaches us, 'life precedes
consciousness' (not the other way around), then how is imagination
to precede its actualization or materialization? To be sure,
one might imagine Marx arguing that the imagining activity
associated with any labor process could derive from a prior
process and/ or set of material circumstances. But this simply
puts off our question; it does not answer it. For we should
still wish to know if the process or set of circumstances that
'yielded' the prior labor process had an imagining associated
with it. And if not, from what did it come? This reification
of imaginings and the reintroduction of purpose as a psychological
construct allows the old philosophical-theological argument
of first cause back into play even as the early methodological
Marx had ruthlessly eliminated it.
As is so often true with Marx, the corrective to this mistake
is to be found in his own writings, portions of which we have
already quoted. We point out this misleading inaccuracy on
his part because it is useful in illustrating how we understand
Vygotsky's revolutionary scientific understanding of thought,
language and meaning as revolutionary activities.
In the beginning the human species (anthropologically and psychologically)
is neither word nor imagining, neither thought nor language
- we are, Marx has said, without propositional or mentalistic
premises.13 In the beginning is the revolutionary activity
of reorganizing the totality or totalities of human circumstance.
The unique quality of human labor is not to be found in the
realization of preconceived purpose but in the meaningfulness
(the practical-criticalness, the revolutionariness) of human
activity. The bee may very well have something in mind before
it moves ahead, and the human worker, particularly with advances
in the use of computers in the labor process (but even before),
may have nothing in mind. But the bee knows and cares nothing
of meaning. Meaning has no meaning in the life of the bee!
No doubt, there is communication among (and perhaps even
between) the bees and spiders, but there is no meaning. Animals
communicate (some make honey) but they don't make meaning.
For us, meaning is to be located precisely in the human capacity
to alter the historical totality even as we are determined
(in our societal particularity) by it. The activity of making
meaning is a fundamental expression of revolutionary activity.
It is the toolmaker (our species) making tools-and-results
using the predetermining tools of the hardware store variety
(including nature and language) and the predetermined
tools of mind developed by them to create something - a totality
- not determined by them. It is the meaning in the emerging
activity, not the preconceived imagining followed by its realization,
which is transformative, revolutionary and essentially human.14
Vygotsky provides valuable insight into meaning-making as revolutionary
activity in early childhood in his discussion of concept
development. He identifies the pseudo-concept as a 'critical
moment in -the development of the child's concepts, a moment
which simultaneously separates and connects complexive and
conceptual thinking' (1987, p. 142). In discussing the value
of experiments which investigated pseudo-concepts, Vygotsky
reveals the process of meaning-making (concept formation)
as the activity of utilizing what we just called the predetermining
tools of the hardware store (language) and the predetermined
tools of mind developed by them to create something not determined
by them.
According to Vygotsky, concepts develop in a dialectical manner,
not 'freely or spontaneously along lines demarcated by the
child himself'; however, the adult cannot simply 'transfer
his own mode of thinking to the child' (1987, pp. 142-3). Rather,
there is an internal contradiction in pseudo-concepts in that
they look just like adult word meanings yet they are constructed
in an entirely different manner from adult word meanings. A
child's language (word meanings, concepts, generalizations)
is produced using word meanings predetermined by the adult
language, but the child's language is not the adult language:
'the speech of those who surround the child predetermines the
path that the development of the child's generalizations will
take. [But] it links up with the child's own activity' (p.
143). This activity produces the pseudo-concept, something
new, something not determined by the tools used to produce
it. The child's language learning activity is, then, one of
making meaning. To use Wittgenstein's rich description (1953),
it is the activity of playing language games.
While there is no evidence that Vygotsky had such a formulation
in mind, his arguments for the dialectical character of pseudo-concepts
and the significance of experiments which reveal this process
are strikingly supportive of precisely this understanding:
The experiment. . . allows us to discover how the child's own
activity is manifested in learning adult language. The experiment
indicates what the child's language would be like and the nature
of the generalizations that would direct his thinking if its
development were not directed by an adult language that effectively
predetermines the range of concrete objects to which a given
word meaning can be extended.
One could argue that our use of phrases such as 'would be like'
and 'would direct' . . . in this context provides the basis
for an argument against rather than for the use of the experiment
since the child is not in fact free to develop the meanings
he receives from adult speech. We would respond to this argument
by noting that the experiment teaches more than what would
happen if the child were free from the directing influence
of adult speech, more than what would happen if he developed
his generalizations freely and independently. The experiment
uncovers the real activity of the child in forming generalizations,
activity that is generally masked in casual observation. The
influence of the speech of those around the child does not
obliterate this activity. It merely conceals it, causing it
to take an extremely complex form. The child's thinking does
not change the basic laws of its activity simply because it
is directed by stable and constant word meanings. These laws
are merely expressed in unique form under the concrete conditions
in which the actual development of the child's thinking occurs.
(1987, p. 143)
How did Vygotsky discover that what makes thinking and speaking
uniquely human is the revolutionary activity of making meaning?
We think it was his practical-critical understanding of Marx's
radical non-propositional historical monism, whose premises
are 'men. . . in their actual, empirically perceptible process
of development under definite conditions.'
Vygotsky speaks further about the inseparability of the human
capacity to make meaning (to engage in revolutionary activity)
from speaking and thinking. He makes plain that thinking and
speaking are not linearly, causally, teleologically, purposefully
or functionally related; they are dialectically unified by
meaning. Unlike functionalist or causal/linear theorists (such
as Piaget, for example), Vygotsky (speaking and thinking dialectically)
says that meaning belongs not only to the domain of thought
but to the domain of speech... A word without meaning no longer
belongs to the domain of speech. One cannot say of word meaning
what we said earlier of the elements of the word taken separately.
Is word meaning speech or is it thought? It is both at one
and the same time; it is a unit of verbal thinking. It is obvious,
then, that our method must be that of semantic analysis. Our
method must rely on the analysis of the meaningful aspect of
speech; it must be a method for studying verbal meaning. (1987,
p. 47)
The study of thinking/speaking as activity exposes the meaning-making
essence of humankind and, thereby, the revolution-making
essence of our species. Thinking and speaking do not make us
human. Rather, thinking and speaking are uniquely human in
that their dialectical unity derives from the ability of the
species to make meaning, which is nothing more nor less than
the ability to make revolution, to make tools (-and-results).
Verbal behavior (the computer-like use of language as a tool
for result by tool for result-determined thinking) may dominate
societally fixed intercourse, precisely as exchange value in
general dominates within an economically commodified society.
But the sometimes manifest ability to use such tools for result
to create meaning and thereby reorganize thinking/ speaking
and much else (potentially everything else) is the essentially
human, essentially revolutionary activity. In its absence,
there would be no thinking/ speaking at all. As Wittgenstein
took great pains to teach us, the essence of language
is not that it refers but that people refer (and do much else)
using it (1953). What is fundamental is the activity. Unsegmented
and timeless history in which we all live makes possible the
uniquely human activity of transforming all of history at any
historical moment.
Those who seek to study human activity by somehow eliminating
the experimenter are indistinguishable from those who would
study birds as if they could not fly. One can do so but only
at the cost of no longer studying birds. As the Vygotskian-informed
Rockefeller researchers noted, the 'proper unit of analysis
for an ecologically valid psychology' is not the individual,
but the 'person-environment interface' or 'the scene.' Yet
while 'the scene' takes into account the socialness of the
human being, it does so in a way that hardly distinguishes
the human being from the bee or spider. While Cole, Hood and
McDermott were splendidly sensitive to the overdetermining
categories and language of society and sometimes they were
even concerned with the 'history' of these and other social
institutions and the genetic analysis of people functioning
within them, they were seemingly oblivious to the activist
(as in revolutionary activist) nature of human beings in history
and, therefore, to an historical method for psychology. Hence,
while their approach is social, and perhaps even radically
so, it is not historical. The object of study in an historical
psychology is the revolutionary activity of our species.
Vygotsky's overriding scientific concern was to study people
as people, not as something other than people. He shared with
Freud the drive to discover the uniquely human. For Freud it
was the unconscious mind and the societal need to repress it.
For Vygotsky, like Marx, it was the fundamentality of revolutionary
activity and the societal need to express it. (Those radically
opposed world views make a Marx/Freud 'synthesis' impossible.)15
Marxian psychology is Vygotskian, for both Marx and Vygotsky
treat revolutionary activity as human activity. Those social
and functional approaches that fail to treat revolutionary
activity as their object of study fail, thereby, to study human
beings as human beings.
While many who have studied thought and language have sought
to explicate the complex and dynamic relationship between the
rule-governed component of thought/language and the creative
component of thought/language, few have done so as revolutionary
activity theorists. Vygotsky is one of them. Another is Wittgenstein.
While he might not have treated revolutionary activity as fundamental
(indeed, it is not clear that Vygotsky does so self-consciously),
in his later work Wittgenstein took activity as that which
forbids the deadly dualistic separation of thought and language
and of language and what, presumably, language is about. In
doing so, he was engaging in the study of meaning-making
as ordinary revolutionary activity.
As life-in-history/life-in-society is the ongoing dialectical
environment (scene) of human existence, so, then, is revolutionary
activity /verbal behavior the ongoing speaking/ thinking environment
(scene) of human learning and development. A Marxian developmental,
clinical, social and educational psychology must be located
within the history/society scene and directed towards the study
of the revolutionary activity /verbal behavior scene.
The tool-and-result study of speaking/thinking (which on Vygotsky's
account is, after all, 'semantic analysis') would do well to
incorporate a Wittgensteinian approach to semantic analysis most
particularly, to employ Wittgenstein's notion of 'language
games' :
I shall in the future again and again draw your attention to
what I shall call language games. These are ways of using signs
simpler than those in which we use the signs of our highly
complicated everyday language. Language games are the forms
of language with which a child begins to make use of words.
The study of language games is the study of primitive forms
of language or primitive languages. If we want to study the
problems of truth or falsehood, of the agreement and disagreement
of propositions with reality, of the nature of assertions,
assumptions and questions, we shall with great advantage
look at primitive forms of language in which these forms of
thinking appear without the confusing background of highly
complicated processes of thought. When we look at such
simple forms of language the mental mist which seems to enshroud
our ordinary use of language disappears. We see activities,
reactions, which are clear-cut and transparent. (1965,
p. 17)
Language games help us see clearly the activity of language
and thought, i.e. the revolutionary process by which language
and thought are produced, by which meaning is made. The 'confusing
background' mentioned by Wittgenstein is societally fixed semantics
and syntax which do more to hide speaking/thinking as activity
than to expose it. Revolutionary activity is, on this account,
itself a game which, in Wittgenstein's words, bears only a
'family resemblance' to other games. It is the revolutionary
game of making new meanings that shows the social activity
of language/thought through the 'mist' of societal and
metaphysical meaninglessness. |
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